Defendant Name:
Peter J. Bottini
Defendant Type:
Individual
Document Reference:
34-66814
Document Details
Legal Case Name
In the Matter of Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
Document Date
16-Apr-2012
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Other Defendants in Action:
