Defendant Name: Phillip J. Hoeh

Defendant Type: Individual

Document Reference: 34-66814

Document Details

Legal Case Name In the Matter of Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
Document Name Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
Document Date 16-Apr-2012
Document Format Administrative Proceeding
File Number 3-14847
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Cease and Desist Order
Other Compliance Related Undertaking

Other Defendants in Action:

Related Actions:

In the Matter of optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman