Defendant Name: R.R. Donnelley & Sons Co.

Defendant Type: Public Company
SIC Code: 2754
CUSIP: 25786720

Document Reference: 34-100365

Document Details

Legal Case Name In the Matter of R.R. Donnelley & Sons Co.
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date 18-Jun-2024
Document Format Administrative Proceeding
File Number 3-21969
Allegation Type Issuer Reporting and Disclosure
Document Summary On June 18, 2024, the SEC instituted cease-and-desist proceedings against R.R. Donnelley & Sons Co., stating: "This matter concerns violations by RRD of the Exchange Act’s disclosure controls and procedures and internal accounting control provisions relating to its cybersecurity practices between November 2021 and January 2022."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:

Civil Penalty

Individual:     $2,125,000.00 Shared:    

Related Documents:

2024-75 18-Jun-2024 Press Release--Administrative Proceeding
SEC Charges R.R. Donnelley &Sons Co. with Cybersecurity-Related Controls Violations
On June 18, 2024, the SEC "today announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communication and marketing services, agreed to pay over $2.1 million to settle disclosure and internal control failure charges relating to cybersecurity incidents and alerts in late2021."