Defendant Name:
Miguel A. Ferrer
Defendant Type:
Individual
Document Reference:
33-9317
Document Details
Legal Case Name
In the Matter of Miguel A. Ferrer, and Carlos J. Ortiz
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Document Date
01-May-2012
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Other Defendants in Action:
