Defendant Name:
Brian Williamson
Defendant Type:
Individual
Document Reference:
33-9443
Document Details
Legal Case Name
In the Matter of Brian Williamson
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Document Date
20-Aug-2013
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
