Defendant Name:
Alphabet Inc.
Defendant Type:
Public Company
SIC Code:
7375
CUSIP:
02079K30
Document Reference:
34-101165
Document Details
Legal Case Name
In the Matter of Alphabet Inc.
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
Document Date
25-Sep-2024
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 25, 2024, the SEC institute settled cease-and-desist proceedings against Alphabet Inc., stating: "These proceedings arise out of violations of certain securities ownership reporting requirements of the federal securities laws."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$750,000.00
Shared:
