Defendant Name:
The Goldman Sachs Group, Inc
Defendant Type:
Public Company
SIC Code:
6211
CUSIP:
38141G10
Document Reference:
34-101169
Document Details
Legal Case Name
In the Matter of The Goldman Sachs Group, Inc.
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
Document Date
25-Sep-2024
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On September 25, 2024, the SEC instituted settled cease-and-desist proceedings against The Goldman Sachs Group, Inc., stating: "These proceedings arise out of violations of the beneficial ownership reporting requirements of the federal securities laws."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$300,000.00
Shared:
