Defendant Name:
Brian Williamson
Defendant Type:
Individual
Document Reference:
34-74315
Document Details
Legal Case Name
In the Matter of Brian Williamson, Esq.
Document Name
Order Making Findings, Imposing Remedial Sanctions Pursuant To Rule 102(e)(3), and Terminating Administrative Proceeding
Document Date
19-Feb-2015
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Attorney for 2 years
