Defendant Name: Donald S. LaGuardia, Jr.

Defendant Type: Individual

Document Reference: IA-6078

Document Details

Legal Case Name In the Matter of Donald S. LaGuardia, Jr.
Document Name Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Document Date 01-Aug-2022
Document Format Administrative Proceeding
File Number 3-20941
Allegation Type Investment Advisers/Investment Companies
Document Summary

Related Documents:

IA-6739 02-Oct-2024 Administrative Proceeding
Order Imposing Remedial Sanctions

Related Actions:

In the Matter of Northern Trust Hedge Fund Services LLC and Northern Trust Global Fund Services Cayman Limited
SEC v. Donald S. LaGuardia, Jr.