Defendant Name:
Brendan N. Connors
Defendant Type:
Individual
Document Reference:
34-70450
Document Details
Legal Case Name
In the Matter of Brendan N. Connors, CPA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions, a Cease-and-Desist Order, and a Civil Penalty
Document Date
18-Sep-2013
Document Format
Administrative Proceeding
AAER
3489
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
Monetary Penalties:
Civil Penalty
Individual:
$40,000.00
Shared:
