Defendant Name: Eugenio Garcia Jimenez, Jr.

Defendant Type: Individual

Document Reference: IA-6143

Document Details

Legal Case Name In the Matter of Eugenio Garcia Jimenez, Jr.
Document Name Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Document Date 21-Sep-2022
Document Format Administrative Proceeding
File Number 3-21122
Allegation Type Investment Advisers/Investment Companies
Document Summary

Related Documents:

IA-6482 14-Nov-2023 Administrative Proceeding
Opinion of the Commission

Related Actions:

In the Matter of LPL Financial LLC
SEC v. Eugenio Garcia Jimenez, Jr.
In the Matter of Roberto Mejill-Tellado
In the Matter of Joseph Kirkland