Defendant Name:
Crowe U.K. LLP
Defendant Type:
Other
Document Reference:
34-98118
Document Details
Legal Case Name
In the Matter of Crowe U.K. LLP, Nigel D. Bostock, FCA, and Matthew C. Stallabrass, FCA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules and Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
14-Aug-2023
Document Format
Administrative Proceeding
AAER
4438
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Compliance Related Independent Consultant
Other Undertakings: "Crowe U.K. has resigned from all audit engagements for issuer clients and has withdrawn its PCAOB registration."
Monetary Penalties:
Disgorgement
Individual:
$187,740.00
Shared:
Civil Penalty
Individual:
$750,000.00
Shared:
Pre-Judgment Interest
Individual:
$28,104.00
Shared:
Other Defendants in Action:
