Defendant Name:
Shift4 Payments, Inc.
Defendant Type:
Public Company
SIC Code:
7389
CUSIP:
82452J10
Document Reference:
34-102146
Document Details
Legal Case Name
In the Matter of Shift4 Payments, Inc.
Document Name
Order Instituting Cease-and-desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-desist Order
Document Date
10-Jan-2025
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On January 10, 2025, the SEC instituted settled cease-and-desist proceedings against Shift4 Payments, Inc., stating: "This matter concerns Shift4’s failure to make required disclosures of related person
transactions in its annual reports and definitive proxy statements for fiscal years 2020 through
2022."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$750,000.00
Shared:
