Defendant Name:
BMO Capital Markets Corporation
Defendant Type:
Subsidiary of Public Company
Document Reference:
34-105754
Document Details
Legal Case Name
In the Matter of BMO Capital Markets Corp.
Document Name
Order Appointing Tax Administrator
Document Date
23-Jun-2026
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
The Commission ordered that: "Heffler, Radetich & Saitta, LLP is appointed as the Tax Administrator for the QSF in the above-referenced proceeding."
Disgorgement & Penalty Information
Resolutions
The Commission ordered that: "Heffler, Radetich & Saitta, LLP is appointed as the Tax Administrator for the QSF in the above-referenced proceeding."