Defendant Name: Shirley Kiang

Defendant Type: Individual

Document Reference: 34-71824

Document Details

Legal Case Name In the Matter of Shirley Kiang
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date 27-Mar-2014
Document Format Administrative Proceeding
File Number 3-15816
AAER 3546
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Bars:
  • Permanently refrain from signing any Commission public filing that contains any certification required pursuant to the Sarbanes Oxley Act of 2002 (of permanent duration)

Related Actions:

In the Matter of L&L Energy, Inc. and Dickson Lee, CPA