Defendant Name:
Barbara Duka
Defendant Type:
Individual
Document Reference:
33-9706
Document Details
Legal Case Name
In the Matter of Barbara Duka, Respondent.
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15E(d) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Document Date
21-Jan-2015
Document Format
Administrative Proceeding
Allegation Type
Other
