Defendant Name:
Andrew M. Miller
Defendant Type:
Individual
Document Reference:
court_doc35_15-cv-01461
Document Details
Legal Case Name
SEC v. Andrew M. Miller
Document Name
Final Judgment by Consent
Document Date
26-Jan-2016
Document Format
Civil Proceeding
Case Number
15-cv-01461
Federal District Court
California, Northern District of California
Federal District Judge
Yvonne Gonzalez Rogers
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Enjoinment
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$190,000.00
Shared:
Civil Penalty
Individual:
$250,000.00
Shared:
Pre-Judgment Interest
Individual:
$10,000.00
Shared:
