Defendant Name:
Vincente E. Garcia
Defendant Type:
Individual
Document Reference:
34-75684
Document Details
Legal Case Name
In the Matter of Vincente E. Garcia
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
12-Aug-2015
Document Format
Administrative Proceeding
AAER
3678
Allegation Type
Foreign Corrupt Practices Act
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Monetary Penalties:
Disgorgement
Individual:
$85,965.00
Shared:
Pre-Judgment Interest
Individual:
$6,430.00
Shared:
