Defendant Name:
Joseph C. Lawler
Defendant Type:
Individual
Document Reference:
33-10055
Document Details
Legal Case Name
In the Matter of ModusLink Global Solutions, Inc., Joseph C. Lawler, Steven G. Crane, and Catherine L. Venable
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
15-Mar-2016
Document Format
Administrative Proceeding
AAER
3758
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Clawback Provision + reimbursement of "24,200 shares of common stock (or the cash equivalent value calculated based on the last closing stock price as of the date of this Order)"
Individual:
$78,991.00
Shared:
Other Defendants in Action:
