Defendant Name:
Keith W. Stokes
Defendant Type:
Individual
Document Reference:
2016-37
Document Details
Legal Case Name
SEC v. Rhode Island Commerce Corporation (F/K/A Rhode Island Economic Development Corporation), Wells Fargo Securities, LLC, Peter M. Cannava, Keith W. Stokes, and James Michael Saul
Document Name
SEC Charges Rhode Island Agency and Wells Fargo With Fraud in 38 Studios Bond Offering
Document Date
07-Mar-2016
Document Format
Civil Proceeding
Case Number
16-cv-00107
Federal District Court
Rhode Island, District of Rhode Island
Allegation Type
Municipal Securities & Public Pensions
Disgorgement & Penalty Information
Bars:
- Bar on participating in any future municipal securities offerings. (of permanent duration)
Other Defendants in Action:
