Defendant Name: Wayne Gray, CPA

Defendant Type: Individual

Document Reference: 2016-48_Gray

Document Details

Legal Case Name In the Matter of Wayne Gray, CPA
Document Name SEC Charges Company and Executive for Faulty Evaluations of Internal Controls
Document Date 10-Mar-2016
Document Format Administrative Proceeding
File Number 3-17164
AAER 3754
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Bars:
  • Bar on practicing before the SEC as an Accountant for 1 year

Related Documents:

34-77343 10-Mar-2016 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of The Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

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