Defendant Name:
Peter A. Schnall
Defendant Type:
Individual
Document Reference:
34-69442
Document Details
Legal Case Name
In the Matter of Capital One Financial Corporation, Peter A. Schnall, and David A. Lagassa
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing Cease-and-Desist Order and Civil Penalties
Document Date
24-Apr-2013
Document Format
Administrative Proceeding
AAER
3456
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$85,000.00
Shared:
Other Defendants in Action:
