Defendant Name:
The Bank of New York Mellon
Defendant Type:
Subsidiary of Public Company
Document Reference:
ic-32151-s
Document Details
Legal Case Name
In the Matter of The Bank of New York Mellon
Document Name
SEC Finalizes Settlement with The Bank of New York Mellon
Document Date
13-Jun-2016
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Document Summary
On June 13, 2016, the SEC announced "a final settlement with The Bank of New York Mellon (BNYM) as part of an overall agreement announced on March 19, 2015 with federal and state regulators regarding BNYM's standing instruction foreign currency (FX) exchange program.
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Various compliance measures