Defendant Name:
Nortek, Inc.
Defendant Type:
Public Company
SIC Code:
3634
CUSIP:
65655930
Document Reference:
2016-109-npa-nortek
Document Details
Legal Case Name
Non-Prosecution Agreement with Nortek, Inc.
Document Name
Non-Prosecution Agreement
Document Date
07-Jun-2016
Document Format
Civil Proceeding
Case Number
NPA-2016-109_Nortek
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On June 7, 2016, the SEC entered into a non-prosecution agreement with Nortek, Inc. relating to "possible violations of the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act from at least 2012 through 2015" involving Chinese government officials.
Disgorgement & Penalty Information
Resolutions
Non-Prosecution Agreement
Various undertakings related to cooperation with the SEC
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:
Disgorgement
Individual:
$291,403.00
Shared:
Pre-Judgment Interest
Individual:
$30,655.00
Shared:
