Defendant Name: William Tirrell

Defendant Type: Individual

Document Reference: 34-78142

Document Details

Legal Case Name In the Matter of William Tirrell
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Document Date 23-Jun-2016
Document Format Administrative Proceeding
File Number 3-17313
Allegation Type Broker Dealer
Document Summary

Related Actions:

In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corp.