Defendant Name: Daniel C. Ustian

Defendant Type: Individual

Document Reference: court_doc333_16-cv-03885

Document Details

Legal Case Name SEC v. Daniel C. Ustian
Document Name Judgment as to Defendant Daniel C. Utisan
Document Date 27-Feb-2020
Document Format Civil Proceeding
Case Number 16-cv-03885
Federal District Court Illinois, Northern District of Illinois
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $250,000.00 Shared:    

Civil Penalty

Individual:     $250,000.00 Shared:    

Total Penalty

Individual:     $500,000.00 Shared:    

Related Documents:

comp23507 31-Mar-2016 Complaint
Complaint: Jury Trial Demanded
LR-23507 31-Mar-2016 Litigation Release
Litigation Release
2016-62_Daniel Ustian 31-Mar-2016 Press Release--Civil Action
SEC: Navistar International and Former CEO Misled Investors About Advanced Technology Engine
order24844-ustian 23-Jun-2020 Court Docket Document
Order Re SEC's Motion for Officer-Director Bar Against Defendant Daniel C. Ustian

Related Actions:

In the Matter of Navistar International Corporation
Navistar International Corporation