Defendant Name:
The Phoenix Companies Inc.
Defendant Type:
Public Company
Document Reference:
34-78341-s
Document Details
Legal Case Name
In the Matter of The Phoenix Companies, Inc.
Document Name
Insurance Company Settles Charges Due to Accounting Errors
Document Date
15-Jul-2016
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On July 15, 2016, the SEC issued a press release announcing that The Phoenix Companies, Inc. "has agreed to pay $600,000 to settle charges that it violated the reporting, internal accounting controls, and books-and-records provisions of the federal securities laws based on accounting errors identified as part of the company's announced restatement."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order