Defendant Name:
Casella Waste Systems, Inc.
Defendant Type:
Public Company
SIC Code:
4950
CUSIP:
14744810
Document Reference:
33-10137
Document Details
Legal Case Name
In the Matter of Casella Waste Systems, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing Remedial Sanctions, and a Cease-and-Desist Order
Document Date
24-Aug-2016
Document Format
Administrative Proceeding
Allegation Type
Municipal Securities & Public Pensions
Document Summary
On August 24, 2016, the SEC instituted a settled administrative proceeding against Casella Waste Systems, Inc. According to the SEC this matter “involves material omissions by Respondent in the sale of municipal securities. Specifically, in certain official statements for municipal securities, Respondent failed to disclose that it had not been in material compliance with a prior agreement to provide continuing disclosure.”
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Cooperation Before the Resolution
Self Reporting to SEC
