Defendant Name:
Douglas P. Barton
Defendant Type:
Individual
Document Reference:
33-10222
Document Details
Legal Case Name
In the Matter of Orrstown Financial Services, Inc., Thomas R. Quinn, Bradley S. Everely, CPA, Jeffery W. Embly and Douglas P. Barton, CPA
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders
Document Date
27-Sep-2016
Document Format
Administrative Proceeding
AAER
3807
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
Other Defendants in Action:
