Defendant Name:
Rolf Bögli
Defendant Type:
Individual
Document Reference:
33-10230
Document Details
Legal Case Name
In the Matter of Rolf Bogli
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Document Date
05-Oct-2016
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$80,000.00
Shared:
