Defendant Name:
Karl J. Zimmer
Defendant Type:
Individual
Document Reference:
34-79704
Document Details
Legal Case Name
In the Matter of Karl J. Zimmer
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
29-Dec-2016
Document Format
Administrative Proceeding
Allegation Type
Foreign Corrupt Practices Act
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$20,000.00
Shared:
