Defendant Name: Alok Saraf, CA

Defendant Type: Individual

Document Reference: 34-79668

Document Details

Legal Case Name In the Matter of Alok Saraf, CA
Document Name Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date 22-Dec-2016
Document Format Administrative Proceeding
File Number 3-17745
AAER 3836
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Bars:
  • Bar on practicing before the SEC as an Accountant for 3 years

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