Defendant Name:
Alok Saraf, CA
Defendant Type:
Individual
Document Reference:
34-79668
Document Details
Legal Case Name
In the Matter of Alok Saraf, CA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
22-Dec-2016
Document Format
Administrative Proceeding
AAER
3836
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
