Defendant Name:
NeuStar, Inc.
Defendant Type:
Public Company
SIC Code:
7375
CUSIP:
64126X20
Document Reference:
34-79593
Document Details
Legal Case Name
In the Matter of NeuStar, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
19-Dec-2016
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On December 19, 2016, the SEC instituted a settled proceeding against NeuStar, Inc. According to the SEC: "Beginning around 2008, and continuing through approximately May 21, 2015, Respondent entered into voluntary severance agreements with employees who were leaving the company." These severance agreements violated the Whistleblower Incentives and Protection rule of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$180,000.00
Shared: