Defendant Name: Banc of America Securities LLC

Defendant Type: Subsidiary of Public Company

Document Reference: 34-70082

Document Details

Legal Case Name In the Matter of Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
Document Name Order Directing Disbursement of Fair Fund
Document Date 31-Jul-2013
Document Format Administrative Proceeding
File Number 3-11818
Allegation Type Investment Advisers/Investment Companies
Document Summary On July 31, 2013, the SEC ordered: "that the Commission staff shall transfer $13,756,827.09 of the Fair Fund to Deutsche Bank and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."

Disgorgement & Penalty Information

Resolutions
Fair Funds
Plan of Distribution

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