Defendant Name:
John Scullin
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Michael Baker Corporation, John Scullin and Dennis Higgins
First Document Date
11-May-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-01791
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Southern District of Texas
Affiliations
- Former: Manager for Project Accounting at Michael Baker Corporation
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted Michael A. Baker's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
John Scullin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
17-May-2011
Headline Total Penalty and Disgorgement
$70,895
Other Defendants in Action:
