Defendant Name:
Michael Higgins
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Michael Higgins, CPA
First Document Date
11-May-2011
Initial Filing Format
Administrative Action
File Number
3-14379
Allegation Type
Issuer Reporting and Disclosure
AAER
3278
Violations Alleged
Related Violations Alleged
Michael Higgins is alleged to have caused Michael A. Baker's violation of Rule 12b-20 of the Exchange Act.
Michael Higgins is alleged to have caused Michael A. Baker's violation of Sec 13(a) of the Exchange Act.
Michael Higgins is alleged to have caused Michael A. Baker's violation of Rule 13a-1 of the Exchange Act.
Michael Higgins is alleged to have caused Michael A. Baker's violation of Rule 13a-13 of the Exchange Act.
Michael Higgins is alleged to have caused Michael A. Baker's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael Higgins is alleged to have caused Michael A. Baker's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
11-May-2011
