Defendant Name: David A. Teekell

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mack D. Murrell, David A. Teekell, and Charles W. Adams, Raymond James Financial Services, Inc.
First Document Date 01-Jul-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-12856
Allegation Type Insider Trading
Federal District Court Michigan, Eastern District of Michigan

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5

Resolutions

First Resolution Date 19-Jul-2013
Headline Total Penalty and Disgorgement $2,108,618

Related Documents:

comp22738 01-Jul-2013 Complaint
Complaint
court_doc4_13-cv-12856 19-Jul-2013 Court Docket Document
Final Judgment as to Defendant David A. Teekell

Other Defendants in Action:

Raymond James Financial Services, Inc.
Charles W. Adams
Mack D. Murrell

Related Actions:

In the Matter of Charles W. Adams
Charles W. Adams