Defendant Name: Mack D. Murrell

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mack D. Murrell, David A. Teekell, and Charles W. Adams, Raymond James Financial Services, Inc.
First Document Date 01-Jul-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-12856
Allegation Type Insider Trading
Federal District Court Michigan, Eastern District of Michigan

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5

Resolutions

Bars:
First Resolution Date 13-Jan-2014

Related Documents:

comp22738 01-Jul-2013 Complaint
Complaint
court_doc29_13-cv-12856 13-Jan-2014 Court Docket Document
Final Judgment As To Defendant Mack D. Murrell

Other Defendants in Action:

Related Actions:

In the Matter of Charles W. Adams