Defendant Name:
Mack D. Murrell
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Mack D. Murrell, David A. Teekell, and Charles W. Adams, Raymond James Financial Services, Inc.
First Document Date
01-Jul-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-12856
Allegation Type
Insider Trading
Federal District Court
Michigan, Eastern District of Michigan
Affiliations
- Former: Vice President at The Dow Chemical Company (2007—2013)
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
13-Jan-2014
Headline Total Penalty and Disgorgement
$2,108,618
Other Defendants in Action:
