Defendant Name:
Harry H. Herington
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. NIC Inc., Jeffery S. Fraser, Harry H. Herington, and Eric J. Bur
First Document Date
12-Jan-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-02016
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Kansas, District of Kansas
Affiliations
- Current: Director—Chairman at NIC Inc.
- Current: Director—No Specific Position Named in Document at NIC Inc.
- Current: CEO at NIC Inc.
- Former: President at NIC Inc. (Until February 2008)
- Former: COO at NIC Inc. (Until March 2006)
- Former: Executive Vice President of Portal Operations at NIC Inc. (January 1999—April 2002)
Related Violations Alleged
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Rule 12b-20 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Sec 13(a) of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Sec 13(a) of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Rule 13a-1 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Sec 14(a) of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Sec 14(a) of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Rule 14a-3 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Rule 14a-3 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted NIC, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Harry H. Herington is alleged to have aided and abetted
NIC Inc.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
First Resolution Date
18-Jan-2011
Other Defendants in Action:
