Defendant Name:
Stephen M. Kovzan
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Stephen M. Kovzan
First Document Date
12-Jan-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-02017
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Kansas, District of Kansas
Affiliations
- Former: Vice President at NIC Inc. (February 2000—August 2007)
- Former: Controller/Comptroller at NIC Inc. (October 1999—September 2000)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Sec 13(a) of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Sec 14(a) of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Rule 14a-3 of the Exchange Act.
Stephen M. Kovzan is alleged to have aided and abetted NIC Inc.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
First Resolution Date
03-Dec-2013
