Defendant Name: Iain Brown

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Syndicated Food Service International Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, FIDRA Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis
First Document Date 30-Mar-2004
Initial Filing Format Civil Proceeding
Case Number 04-cv-01303
Allegation Type Market Manipulation
Federal District Court New York, Eastern District of New York


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
ections 13(d), 16(a) Exchange Act; Rules 13d-1, 13d-2, 16a-3 Exchange Act


First Resolution Date

Related Documents:

comp18643 30-Mar-2004 Complaint

Other Defendants in Action: