Defendant Name: Thomas Tanis

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Syndicated Food Service International Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, FIDRA Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis
First Document Date 30-Mar-2004
Initial Filing Format Civil Proceeding
Case Number 04-cv-01303
Allegation Type Market Manipulation
Federal District Court New York, Eastern District of New York

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14

Related Violations Alleged

Thomas Tanis is alleged to have controlled Syndicated Food Service International, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Thomas Tanis is alleged to have controlled Syndicated Food Service International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Thomas Tanis is alleged to have controlled Syndicated Food Service International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Thomas Tanis is alleged to have controlled Syndicated Food Service International, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp18643 30-Mar-2004 Complaint
Complaint

Other Defendants in Action:

Syndicated Food Service International, Inc.
Fidra Holdings Ltd.
Delta Asset Management Company, LLC
Christopher Quintana
Adam Klein
Joseph Ferragamo
Michelle Kramish Kain
Peter Moulinos
Jeffrey Richardson
Gary Todd
William Brown
Frank Dolney
Nick Pirgousis
Mario Casias
William Keeler
William Scott
Iain H.T. Brown
Iain Brown