Defendant Name: Michael A. McCarthy

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Michael A. McCarthy, The DreamTeam Group, LLC, Mission Investor Relations, LLC, and QualityStocks LLC
First Document Date 10-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17917
Allegation Type Market Manipulation

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Section 17(b) Securities Act

Related Violations Alleged

Michael A. McCarthy is alleged to have caused an unidentified individual or entity's violation of Section 17(b) Securities Act.

Resolutions

First Resolution Date 10-Apr-2017
Headline Total Penalty and Disgorgement $120,906

Related Documents:

33-10343_3-17919 10-Apr-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

The DreamTeam Group, LLC
Mission Investor Relations, LLC
QualityStocks LLC

Related Actions:

In the Matter of CyRx Corporation
Cytrx Corporation