Defendant Name:
David Pruitt
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of David Pruitt, CPA
First Document Date
28-Apr-2017
Initial Filing Format
Administrative Action
File Number
3-17950
Allegation Type
Issuer Reporting and Disclosure
AAER
3868
Affiliations
- Former: Vice President at L3 Technologies, Inc. (January 2013—January 2014)
- Former: VP of Finance for L3 subsidiary, Army Sustainment Division at L3 Technologies, Inc.
Violations Alleged
•
Other Securities Violation
Related Violations Alleged
David Pruitt is alleged to have caused L3 Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
07-Nov-2019
Headline Total Penalty and Disgorgement
$25,000