Defendant Name: David Pruitt

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of David Pruitt, CPA
First Document Date 28-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17950
Allegation Type Issuer Reporting and Disclosure
AAER 3868


Violations Alleged

Other Securities Violation

Related Violations Alleged

David Pruitt is alleged to have caused L3 Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.


First Resolution Date 07-Nov-2019
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

2017-86_3-17950 28-Apr-2017 Press Release--Administrative Proceeding
Executive Charged in Connection with Accounting Failures at Government Contractor
34-80548 28-Apr-2017 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4c And 21c of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
AP-4778 28-Apr-2017 ALJ Order
Order Scheduling Hearing and Designating Presiding Judge
34-87484 07-Nov-2019 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934

Related Actions:

In the Matter of L3 Technologies, Inc.
In the Matter of Mark Wentlent