Defendant Name: David Pruitt

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of David Pruitt, CPA
First Document Date 28-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17950
Allegation Type Issuer Reporting and Disclosure
AAER 3868

Affiliations

Violations Alleged

Other
• Other Securities Violation

Related Violations Alleged

David Pruitt is alleged to have caused L3 Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 07-Nov-2019
Headline Total Penalty and Disgorgement $25,000

Related Documents:

2017-86_3-17950 28-Apr-2017 Press Release--Administrative Proceeding
Executive Charged in Connection with Accounting Failures at Government Contractor
34-80548 28-Apr-2017 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4c And 21c of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
AP-4778 28-Apr-2017 ALJ Order
Order Scheduling Hearing and Designating Presiding Judge
34-87484 07-Nov-2019 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934

Related Actions:

In the Matter of L3 Technologies, Inc.
L3 Technologies, Inc.
In the Matter of Mark Wentlent
Mark Wentlent