Defendant Name: Mark Wentlent

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Mark Wentlent
First Document Date 28-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17949
Allegation Type Issuer Reporting and Disclosure
AAER 3867

Affiliations

Violations Alleged

Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Mark Wentlent is alleged to have caused L3 Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 28-Apr-2017
Headline Total Penalty and Disgorgement $25,000

Related Documents:

34-80547 28-Apr-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
2017-86_3-17949 28-Apr-2017 Press Release--Administrative Proceeding
Executives Charged in Connection with Accounting Failures at Government Contractor

Related Actions:

In the Matter of L3 Technologies, Inc.
L3 Technologies, Inc.
In the Matter of David Pruitt, CPA
David Pruitt