Defendant Name:
Mark Wentlent
Defendant Type:
Individual
Document Reference:
34-80547
Document Details
Legal Case Name
In the Matter of Mark Wentlent
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
28-Apr-2017
Document Format
Administrative Proceeding
AAER
3867
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
