Defendant Name: Halliburton Company

Defendant Type: Public Company
SIC Code: 1389
CUSIP: 40621610

Initial Case Details

Legal Case Name In the Matter of Halliburton Company and Jeannot Lorenz
First Document Date 27-Jul-2017
Initial Filing Format Administrative Action
File Number 3-18080
Allegation Type Foreign Corrupt Practices Act
AAER 3884

Violations Alleged

Exchange Act
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Additionally, Jeannot Lorenz is alleged to have caused Halliburton Company's violation of Sec 13(b)(2)(A) of the Exchange Act.
Jeannot Lorenz is alleged to have caused Halliburton Company's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 27-Jul-2017
Headline Total Penalty and Disgorgement $29,275,000

Related Documents:

34-81222 27-Jul-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21c of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
ccording to the SEC: "This matter concerns violations of the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act ("FCPA") by Halliburton, a global oilfield services company, headquartered in Houston, Texas, and its former Vice-President, Jeannot Lorenz, a citizen of France and permanent resident of the United States."
2017-133 27-Jul-2017 Press Release--Administrative Proceeding
Halliburton Paying $29.2 Million to Settle FCPA Violations
According to the SEC: "The Securities and Exchange Commission today charged Halliburton Company with violating the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act (FCPA) while selecting and making payments to a local company in Angola in the course of winning lucrative oilfield services contracts."

Other Defendants in Action:

Jeannot Lorenz