Defendant Name: Louis Navellier

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Navellier & Associates, Inc., and Louis Navellier
First Document Date 31-Aug-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-11633
Allegation Type Investment Advisers/Investment Companies
Federal District Court Massachusetts, District of Massachusetts

Affiliations

Violations Alleged

Other
Section 206(1), 206(2) Investment Advisers Act

Related Violations Alleged

Louis Navellier is alleged to have aided and abetted Navellier & Associates, Inc.'s violation of Section 206(1), 206(2) Investment Advisers Act.

Resolutions

First Resolution Date 02-Jun-2020

Related Documents:

LR-23925 31-Aug-2017 Litigation Release
Advisory Firm and Founder Charged for False Performance Claims in Advertising Materials
comp23925 31-Aug-2017 Complaint
Complaint
court_doc295_17-cv-11633 02-Jun-2020 Court Docket Document
Final Judgment
court_doc297_17-cv-11633 04-Jun-2020 Court Docket Document
Notice of Appeal
court_doc361_17-cv-11633 21-Sep-2021 Court Docket Document
Amended Final Judgment

Other Defendants in Action:

Related Actions:

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In the Matter BB&T Securities, LLC
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In the Matter of Institutional Investor Advisers, Inc.
In the Matter of Horter Investment Management, LLC
In the Matter of Louis Navellier and Navellier & Associates, Inc.