Defendant Name:
Louis Navellier
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Navellier & Associates, Inc., and Louis Navellier
First Document Date
31-Aug-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-11633
Allegation Type
Investment Advisers/Investment Companies
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Current: CEO at Navellier & Associates, Inc.
- Current: Chief Investment Officer at Navellier & Associates, Inc.
- Current: Founder at Navellier & Associates, Inc.
- Former: Controlling Shareholder at Navellier & Associates, Inc. (2009—August 2013)
- Current: Principal at Navellier & Associates, Inc.
Violations Alleged
•
Section 206(1), 206(2) Investment Advisers Act
Related Violations Alleged
Louis Navellier is alleged to have aided and abetted
Navellier & Associates, Inc.'s violation of Section 206(1), 206(2) Investment Advisers Act.
Resolutions
First Resolution Date
02-Jun-2020
Other Defendants in Action: