Defendant Name: Navellier & Associates, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Louis Navellier and Navellier & Associates, Inc.
First Document Date 12-Jun-2020
Initial Filing Format Administrative Action
File Number 3-19826
Allegation Type Investment Advisers/Investment Companies

Violations Alleged

Other
• Sections 206(1), 206(2) Advisers Act

Resolutions

First Resolution Date

Related Documents:

IA-5520 12-Jun-2020 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

Other Defendants in Action:

Louis Navellier

Related Actions:

In the Matter of F-Squared Investments, Inc.
F-Squared Investments, Inc.
SEC v. Navellier & Associates, Inc., and Louis Navellier
Louis Navellier
Navellier & Associates, Inc.