Defendant Name:
Gregory I. Law
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Osiris Therapeutics, Inc.; Phillip R. Jacoby, Jr.; Gregory I. Law; Lode B. Debrabandere; and Boddy Dwayne Montgomery
First Document Date
02-Nov-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-03230
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Maryland, District of Maryland
Affiliations
- Former: CFO at Osiris Therapeutics, Inc. (From September 2015)
- Former: Vice President of Finance; Principal Accounting Officer at Osiris Therapeutics, Inc. (November 2014—September 2015)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 17(a)(1) of the Securities Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 17(a)(3) of the Securities Act (willfully/knowingly).
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
$1,763,966
Other Defendants in Action:
