Defendant Name: Gregory I. Law

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Osiris Therapeutics, Inc.; Phillip R. Jacoby, Jr.; Gregory I. Law; Lode B. Debrabandere; and Boddy Dwayne Montgomery
First Document Date 02-Nov-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-03230
Allegation Type Issuer Reporting and Disclosure
Federal District Court Maryland, District of Maryland

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 17(a)(1) of the Securities Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Gregory I. Law is alleged to have aided and abetted Osiris Therapeutics, Inc.'s violation of Sec 17(a)(3) of the Securities Act (willfully/knowingly).

Resolutions

First Resolution Date

Related Documents:

comp-pr2017-207 02-Nov-2017 Complaint
Complaint: Jury Trial Demanded
court_doc108_17-cv-03230 23-Sep-2019 Court Docket Document
Stipulated Dismissal of Defendant Gregory I. Law

Other Defendants in Action:

Related Actions:

In the Matter of Philip R. Jacoby, Jr., CPA